RISK MANAGEMENT AND COMPLIANCE SYSTEMS

In compliance with the Circulars issued by the surveillance entities, we provide advice to companies in the real sector and financial entities, to update their LAFT Risk Management Systems, so that they have the elements required for reporting entities.

In order to prevent crimes of bribery, transnational bribery and any corrupt practice that may affect companies, we design and advise on the implementation process of Transparency and Business Ethics Programs, complying with the requirements of External Circular 100 -000003 of 2016 of the Superintendency of Companies, in accordance with the applicable regulations, with the best practices and international standards (United Nations Convention against Corruption, Inter-American Convention against Corruption, Convention against Corruption of Public Agents Foreigners in International Business Transactions –OECD, United Nations Declaration Against Corruption and Bribery in International Business Transactions, 1996), the US Foreign Corrupt Practices Act – FCPA, standards, practices and international Compliance standards and the integrated management framework for corporate risks (Committee of Sponsoring Organizations of the Treadway Commission -COSO).

Design of programs with a risk-based approach, aimed at preventing corruption based on the identification and effective control of risk sources, and the adoption of standards of legality and transparency.

We advise companies in the process of being authorized as an Authorized Economic Operator - OEA, to comply with the requirements established in the regulations, on the analysis and management of risks, focused on the international supply chain, including the prevention of criminal activities such as money laundering. of assets, smuggling, drug trafficking, drug trafficking, terrorism, financing of terrorism and arms trafficking.

We design the procedures and manuals to establish the risk levels and to mitigate the events that are identified in the supply chain

We support our clients in the structuring of the Codes of Good Corporate Governance under national and international references.

We design the operating regulations of the governing bodies articulated with the Statutes, the Code of Good Governance, the Code of Ethics and other references of internal policies.

We advise companies on the implementation of Compliance Management Systems, in accordance with the requirements established in the certifiable standard ISO 37301, ensuring compliance with the company's obligations, and promoting an ethical and compliance culture in organizations.

We advise and provide risk support to guilds and sectors, in order to achieve standardization of the methodology used by the companies of a guild, to design and implement Compliance Management Systems that recognize the differences between each of the companies and fits your size and operations.

We carry out audits of the Anti-Bribery Management Systems, as a follow-up and monitoring tool, and to verify their implementation within the company. We support the review of the degree of compliance with the company's anti-bribery objectives, the status of implementation, its documentation and the follow-up that has been done to the defined and approved procedures.

We propose the necessary corrective and improvement actions to prevent the recurrence or occurrence of any breach of the System, and to identify the activities, processes or areas that require improvements or adjustments.